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Axalta Coating Systems Ltd. Director's Dealing 2019

Apr 19, 2019

30907_dirs_2019-04-18_463d681a-d71a-402f-b742-7aaa0c1dd51c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2019-04-17

Reporting Person: Kramvis Andreas (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-17 Common Shares M 13763 $7.21 Acquired 50628 Direct
2019-04-17 Common Shares S 13763 $27.75 Disposed 36865 Direct
2019-04-18 Common Shares M 19266 $8.88 Acquired 56131 Direct
2019-04-18 Common Shares S 19266 $28.09 Disposed 36865 Direct
2019-04-18 Common Shares M 22019 $11.84 Acquired 58884 Direct
2019-04-18 Common Shares S 22019 $28.35 Disposed 36865 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-17 Employee Stock Option $7.21 M 13763 Disposed 2024-07-29 Common Shares (13763) Direct
2019-04-18 Employee Stock Option $8.88 M 19266 Disposed 2024-07-29 Common Shares (19266) Direct
2019-04-18 Employee Stock Option $11.84 M 22019 Disposed 2024-07-29 Common Shares (22019) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2: This option vests in five equal annual installments beginning on July 29, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.