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Axalta Coating Systems Ltd. — Director's Dealing 2019
May 10, 2019
30907_dirs_2019-05-10_40fab395-dc08-4585-9423-c48915964e9b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2019-05-01
Reporting Person: Massey Anthony (VP, Global Controller, PAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5090 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $11.84 | 2024-05-22 | Common Shares (5840) | Direct | |
| Employee Stock Option | $8.88 | 2024-05-22 | Common Shares (5110) | Direct | |
| Employee Stock Option | $7.21 | 2024-05-22 | Common Shares (3651) | Direct | |
| Restricted Stock Units | $ | Common Shares (905) | Direct | ||
| Restricted Stock Units | $ | Common Shares (1789) | Direct | ||
| Restricted Stock Units | $ | Common Shares (7022) | Direct |
Footnotes
F1: This option vests in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
F2: This restricted stock unit grant vests in three equal annual installments beginning on February 6, 2018.
F3: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F4: This restricted stock unit grant vests in three equal annual installments beginning on February 5, 2019.
F5: This restricted stock unit grant vests in three equal annual installments beginning on February 25, 2020.