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Axalta Coating Systems Ltd. — Director's Dealing 2018
Feb 8, 2018
30907_dirs_2018-02-07_dc3f68c7-6c7f-4231-8ec4-8c836e38d551.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2018-02-05
Reporting Person: Bryant Robert W. (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-05 | Common Shares | S | 1783 | $30.63 | Disposed | 211951 | Direct |
| 2018-02-05 | Common Shares | A | 25159 | $0.00 | Acquired | 237110 | Direct |
| 2018-02-05 | Common Shares | A | 12579 | $0.00 | Acquired | 249689 | Direct |
| 2018-02-07 | Common Shares | S | 1292 | $30.54 | Disposed | 248397 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-05 | Employee Stock Option | $29.81 | A | 47827 | Acquired | 2028-02-04 | Common Shares (47827) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.
F2: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020.
F3: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date.
F4: This option vests in three equal annual installments beginning on the first anniversary of the grant date.