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Axalta Coating Systems Ltd. — Director's Dealing 2018
Feb 9, 2018
30907_dirs_2018-02-09_421f02d3-fefb-4d64-8cbb-b1470c4ae368.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2018-02-08
Reporting Person: Finn Michael F. (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-08 | Common Shares | M | 22960 | $8.88 | Acquired | 149840 | Direct |
| 2018-02-08 | Common Shares | S | 22960 | $30.35 | Disposed | 126880 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-08 | Employee Stock Option | $8.88 | M | 22960 | Disposed | 2023-07-30 | Common Shares (22960) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.14 to $30.40. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.