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Axalta Coating Systems Ltd. Director's Dealing 2018

May 16, 2018

30907_dirs_2018-05-16_1deae5f0-203b-4f3a-80bf-bf33b441ec5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2018-05-14

Reporting Person: Markevich Steven R. (EVP & Pres., Trans. Coatings)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-14 Common Shares M 82838 $11.84 Acquired 323875 Direct
2018-05-14 Common Shares S 88479 $31.32 Disposed 235396 Direct
2018-05-15 Common Shares F 2481 $31.30 Disposed 232915 Direct
2018-05-15 Common Shares F 27054 $31.30 Disposed 205861 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-14 Employee Stock Option $11.84 M 82838 Acquired 2023-07-30 Common Shares (82838) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.11 to $31.59. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.