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Axalta Coating Systems Ltd. — Director's Dealing 2017
Feb 8, 2017
30907_dirs_2017-02-08_d35441a8-aebe-467c-8ce4-7ec2640c85e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2017-02-06
Reporting Person: Finn Michael F. (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Shares | A | 16112 | $0.00 | Acquired | 113515 | Direct |
| 2017-02-06 | Common Shares | A | 8056 | $0.00 | Acquired | 121571 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Employee Stock Option | $29.48 | A | 30922 | Acquired | 2027-02-05 | Common Shares (30922) | Direct |
Footnotes
F1: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019.
F2: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date.
F3: This option vests in three equal annual installments beginning on the first anniversary of the grant date.