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Axalta Coating Systems Ltd. — Director's Dealing 2017
Apr 27, 2017
30907_dirs_2017-04-27_63f20dac-d604-4e86-a478-425e5da8573a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2017-04-26
Reporting Person: Lannon Sean M. (VP Corp Fin & Controller, PAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-26 | Common Shares | M | 5000 | $11.84 | Acquired | 7806 | Direct |
| 2017-04-26 | Common Shares | S | 5000 | $32.72 | Disposed | 2806 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-26 | Employee Stock Option | $11.84 | M | 5000 | Disposed | 2023-07-30 | Common Shares (5000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
F2: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
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