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Axalta Coating Systems Ltd. — Director's Dealing 2016
Feb 4, 2016
30907_dirs_2016-02-04_8d24728e-ec45-4982-a673-a5179fd0291c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2016-02-02
Reporting Person: Markevich Steven R. (EVP & Pres., Trans. Coatings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-02 | Common Shares | A | 32271 | $0.00 | Acquired | 178189 | Direct |
| 2016-02-02 | Common Shares | A | 16135 | $0.00 | Acquired | 194324 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Employee Stock Option | $23.24 | A | 66037 | Acquired | 2026-02-01 | Common Shares (66037) | Direct |
Footnotes
F1: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018.
F2: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date.
F3: This option vests in three equal annual installments beginning on the first anniversary of the grant date.