AI assistant
Axalta Coating Systems Ltd. — Director's Dealing 2016
Feb 4, 2016
30907_dirs_2016-02-04_3f997ce8-5a59-4958-8aed-666ed06dcd73.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2016-02-02
Reporting Person: McDougall Joseph F. (SVP&Chief Human Resources Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-02 | Common Shares | A | 17749 | $0.00 | Acquired | 90825 | Direct |
| 2016-02-02 | Common Shares | A | 8874 | $0.00 | Acquired | 99699 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Employee Stock Option | $23.24 | A | 36320 | Acquired | 2026-02-01 | Common Shares (36320) | Direct |
Footnotes
F1: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018.
F2: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date.
F3: This option vests in three equal annual installments beginning on the first anniversary of the grant date.