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Axalta Coating Systems Ltd. Director's Dealing 2016

Aug 4, 2016

30907_dirs_2016-08-04_43d3ad6d-f529-4d98-98cf-42180a0a0bc5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2016-08-02

Reporting Person: CP V General Partner, L.L.C. (10% Owner)
Reporting Person: TC Group V Cayman, L.P. (10% Owner)
Reporting Person: Carlyle Partners V SA1 Cayman, L.P. (10% Owner)
Reporting Person: Carlyle Partners V SA2 Cayman, L.P. (10% Owner)
Reporting Person: Carlyle Partners V SA3 Cayman, L.P. (10% Owner)
Reporting Person: Carlyle Partners V-A Cayman, L.P. (10% Owner)
Reporting Person: CP V Coinvestment A Cayman, LP (10% Owner)
Reporting Person: CP V Coinvestment B Cayman, LP (10% Owner)
Reporting Person: Carlyle Coatings Partners, L.P. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-02 Common Shares S 41621996 $28.13 Disposed 0 Indirect

Footnotes

F1: Prior to the reported transactions, includes: 8,856,991 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 7,985,251 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 8,195,042 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 513,430 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 972,771 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 116,784 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 5,292,850 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 9,688,877 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").

F2: Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.