Axalta Coating Systems Ltd. — Director's Dealing 2015

Jul 8, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Axalta Coating Systems Ltd. (AXTA)
CIK: 0001616862
Period of Report: 2015-07-06

Reporting Person: Bustos Orlando Antonio (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-07-06	Common Shares	M	9637	$5.92	Acquired	9637	Indirect
2015-07-06	Common Shares	M	2554	$7.21	Acquired	12191	Indirect
2015-07-06	Common Shares	M	7809	$8.88	Acquired	20000	Indirect
2015-07-06	Common Shares	S	20000	$32.51	Disposed	0	Indirect
2015-07-07	Common Shares	M	45000	$8.88	Acquired	45000	Indirect
2015-07-07	Common Shares	S	1957	$33.54	Disposed	43043	Indirect
2015-07-07	Common Shares	S	43043	$32.98	Disposed	0	Indirect
2015-07-08	Common Shares	M	16541	$8.88	Acquired	16541	Indirect
2015-07-08	Common Shares	S	15741	$32.54	Disposed	800	Indirect
2015-07-08	Common Shares	S	800	$33.22	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-07-06	Employee Stock Options	$5.92	M	9637	Disposed	2023-07-30	Common Shares (9637)	Indirect
2015-07-06	Employee Stock Options	$7.21	M	2554	Disposed	2024-05-05	Common Shares (2554)	Indirect
2015-07-06	Employee Stock Options	$8.88	M	7809	Disposed	2023-07-30	Common Shares (7809)	Indirect
2015-07-07	Employee Stock Options	$8.88	M	45000	Disposed	2023-07-30	Common Shares (45000)	Indirect
2015-07-08	Employee Stock Options	$8.88	M	16541	Disposed	2023-07-30	Common Shares (16541)	Indirect

Footnotes

F1: By OHorizons Global, of which the reporting person is Chairman and Chief Executive Officer.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.04 to $ 32.76. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.50 to $ 33.58. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.50 to $ 33.49. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $32.17 to $33.16. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.17 to $ 33.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

F9: This option vested in five equal annual installments beginning on May 5, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.