AWARE INC /MA/ — Director's Dealing 2021

Jan 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2020-12-31

Reporting Person: Barcelo David Brian (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Common Stock	M	10000	—	Acquired	35000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$4.50	2030-05-04	Common Stock (12500)	12500	Direct
Stock Option (right to buy)	$5.50	2030-05-04	Common Stock (12500)	12500	Direct
Stock Option (right to buy)	$6.50	2030-05-04	Common Stock (12500)	12500	Direct
Stock Option (right to buy)	$7.50	2030-05-04	Common Stock (12500)	12500	Direct

Footnotes

F1: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.