AWARE INC /MA/ — Director's Dealing 2021

Jan 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2020-12-31

Reporting Person: Mungovan Robert M (Chief Commercial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Common Stock	M	12500	—	Acquired	136280	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Unrestricted Stock Award	$0.00		Common Stock (30000)	30000	Direct
Stock Option (right to buy)	$4.50	2029-10-01	Common Stock (25000)	25000	Direct
Stock Option (right to buy)	$5.50	2029-10-01	Common Stock (25000)	25000	Direct
Stock Option (right to buy)	$6.50	2029-10-01	Common Stock (25000)	25000	Direct
Stock Option (right to buy)	$7.50	2029-10-01	Common Stock (25000)	25000	Direct

Footnotes

F1: Unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F2: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.