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AWARE INC /MA/ Director's Dealing 2021

Dec 8, 2021

34571_dirs_2021-12-08_a1b826c2-5bf4-4ecf-a115-a93cc06e00df.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2021-11-22

Reporting Person: STAFFORD JOHN S III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-22 Common Stock P 50000 $3.09 Acquired 65021 Direct
2021-12-06 Common Stock P 20016 $2.887 Acquired 85037 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Unrestricted Stock Award $0.00 2021-12-31 Common Stock (5021) 5021 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.0481 to $3.15, inclusive. The reporting person undertakes to provide to Aware, Inc., any security holder of Aware, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.8744664 to $2.90, inclusive.