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AWARE INC /MA/ — Director's Dealing 2021
Dec 8, 2021
34571_dirs_2021-12-08_a1b826c2-5bf4-4ecf-a115-a93cc06e00df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2021-11-22
Reporting Person: STAFFORD JOHN S III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Common Stock | P | 50000 | $3.09 | Acquired | 65021 | Direct |
| 2021-12-06 | Common Stock | P | 20016 | $2.887 | Acquired | 85037 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Unrestricted Stock Award | $0.00 | 2021-12-31 | Common Stock (5021) | 5021 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.0481 to $3.15, inclusive. The reporting person undertakes to provide to Aware, Inc., any security holder of Aware, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.8744664 to $2.90, inclusive.