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AWARE INC /MA/ Director's Dealing 2018

Jan 3, 2018

34571_dirs_2018-01-03_ea731b98-aab7-437b-9ffd-45c11de99bb5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2017-07-03

Reporting Person: STAFFORD JOHN S JR (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-03 Common Stock G 5000 Disposed 0 Direct
2017-07-03 Common Stock G 5000 Acquired 331671 Indirect
2018-01-02 Common Stock M 5000 Acquired 5000 Direct
2018-01-02 Common Stock G 5000 Disposed 0 Direct
2018-01-02 Common Stock G 5000 Acquired 336671 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-02 Unrestricted Stock Award (Right to Acquire) $0 M 5000 Disposed Common Stock (5000) Direct

Footnotes

F1: On January 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on February 27, 2017 subject to his continued service as a director, officer or employee of the Company.