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AWARE INC /MA/ — Director's Dealing 2018
Jul 3, 2018
34571_dirs_2018-07-03_a31d7493-9445-4ec3-9855-61614a5c3dac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2018-07-02
Reporting Person: STAFFORD JOHN S JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-02 | Common Stock | M | 5000 | — | Acquired | 5000 | Direct |
| 2018-07-02 | Common Stock | G | 5000 | — | Disposed | 0 | Direct |
| 2018-07-02 | Common Stock | G | 5000 | — | Acquired | 341671 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-02 | Unrestricted Stock Award (Right to Acquire) | $0 | M | 5000 | Disposed | Common Stock (5000) | Direct |
Footnotes
F1: On July 2, 2018, the reporting person received 5,000 shares of unrestricted common stock, which were previously granted on March 20, 2018 subject to his continued service as a director, officer or employee of the Company.
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