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AWARE INC /MA/ Director's Dealing 2017

Jan 3, 2017

34571_dirs_2017-01-03_7708d5f6-f92f-40b7-92fc-1fb20b4e7bcc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2017-01-03

Reporting Person: Johnstone Brent P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-03 Common Stock A 5000 Acquired 44166 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $6.10 2017-05-09 Common Stock (20834) 20834 Direct

Footnotes

F1: Shares of unrestricted stock issued to reporting person on January 3, 2017.

F2: Vests in 12 substantially equal quarterly installments on the last day of each quarter from June 30, 2012 to March 31, 2015.