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AWARE INC /MA/ Director's Dealing 2017

Mar 1, 2017

34571_dirs_2017-03-01_701983ba-c554-48b5-b907-9726a5cce29c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2017-02-27

Reporting Person: Johnstone Brent P (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-27 Unrestricted Stock Award $0.00 A 10000 Acquired Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 44166 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $6.10 2017-05-09 Common Stock (20834) 20834 Direct

Footnotes

F1: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F2: Vests in 12 substantially equal quarterly installments on the last day of each quarter from June 30, 2012 to March 31, 2015.