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AWARE INC /MA/ Director's Dealing 2017

Mar 1, 2017

34571_dirs_2017-03-01_bdec5aef-4c8d-418f-940c-946154405800.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2017-02-27

Reporting Person: Russell Kevin Thomas (Director, co-CEO& co-President, GC)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-27 Unrestricted Stock Award $0 A 30000 Acquired Common Stock (30000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 179206 Direct

Footnotes

F1: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 15,000 shares on June 30, 2017, and 15,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.