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AWARE INC /MA/ Director's Dealing 2017

Jul 5, 2017

34571_dirs_2017-07-05_3f97a749-3c90-4378-b3d7-2eeac0e9b05b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2017-07-03

Reporting Person: Russell Kevin Thomas (Director, co-CEO& co-President, GC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-03 Common Stock A 10132 Acquired 189338 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Unrestricted Stock Award $0 Common Stock (15000) 15000 Direct

Footnotes

F1: Shares of unrestricted stock issued to reporting person on July 3, 2017.

F2: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 15,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.