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AWARE INC /MA/ Director's Dealing 2014

Jan 3, 2014

34571_dirs_2014-01-03_0e9688fe-09c4-4abc-b71d-63e0ea689f54.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2014-01-02

Reporting Person: Russell Kevin Thomas (Director, co-CEO& co-Pres, GC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-02 Common Stock A 7779 $0.0 Acquired 99000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $4.64 2017-12-05 Common Stock (12000) 12000 Direct

Footnotes

F1: Shares of unrestricted stock issued to reporting person on January 2, 2014.

F2: Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2007 through September 30, 2011.