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AWARE INC /MA/ — Director's Dealing 2014
Mar 28, 2014
34571_dirs_2014-03-28_cd7dfcf4-564a-47b4-af6e-0f401069a73a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2014-03-26
Reporting Person: Russell Kevin Thomas (Director, co-CEO& co-President, GC)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-26 | Unrestricted Stock Award | $0.00 | A | 35000 | Acquired | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 99000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $4.64 | 2017-12-05 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 17,500 shares on June 30, 2014, and 17,500 shares on December 31, 2014 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
F2: Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2007 through September 30, 2011.
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