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AWARE INC /MA/ Director's Dealing 2014

Mar 28, 2014

34571_dirs_2014-03-28_cd7dfcf4-564a-47b4-af6e-0f401069a73a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2014-03-26

Reporting Person: Russell Kevin Thomas (Director, co-CEO& co-President, GC)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-26 Unrestricted Stock Award $0.00 A 35000 Acquired Common Stock (35000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 99000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $4.64 2017-12-05 Common Stock (12000) 12000 Direct

Footnotes

F1: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 17,500 shares on June 30, 2014, and 17,500 shares on December 31, 2014 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F2: Vests in 16 equal quarterly installments on the last day of each quarter from December 31, 2007 through September 30, 2011.