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AWARE INC /MA/ — Director's Dealing 2014
Apr 29, 2014
34571_dirs_2014-04-29_0f3971c7-3f07-486f-97c5-7aaa9f1739f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2014-04-25
Reporting Person: Ronin Capital, LLC (10% Owner)
Reporting Person: STAFFORD JOHN S III (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-25 | Common Stock | P | 12067 | $5.48 | Acquired | 3181534 | Direct |
| 2014-04-28 | Common Stock | P | 4516 | $5.494 | Acquired | 3186050 | Direct |
Footnotes
F1: The 12,067 shares were purchased at an average price of $5.48 per share. The actual price per share purchased ranged from $5.43 to $5.57 per share.
F2: The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.
F3: The 4,516 shares were purchased at an average price of $5.494 per share. The actual price per share purchased ranged from $5.44 to $5.51 per share.