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AWARE INC /MA/ Director's Dealing 2014

Jul 2, 2014

34571_dirs_2014-07-02_804c6df3-849b-46c0-af2e-364814103e59.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2014-07-01

Reporting Person: Connolly Brian D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-07-01 Common Stock A 5000 $0.0 Acquired 15000 Direct
2014-07-02 Common Stock M 20832 $3.09 Acquired 35832 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-07-02 Stock Option (right to buy) $3.09 M 20832 Disposed 2017-01-18 Common Stock (20832) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Unrestricted Stock Award $0.00 Common Stock (5000) 5000 Direct

Footnotes

F1: Shares of unrestricted stock issued to reporting person on July 1, 2014.

F2: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 5,000 shares will be issued on December 31, 2014 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F3: Vests in 12 substantially equal quarterly installments on the last day of each quarter from March 31, 2012 to December 31, 2014.