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AWARE INC /MA/ — Director's Dealing 2014
Jul 2, 2014
34571_dirs_2014-07-02_60f6a1bc-0b7c-4463-b963-30372f7b4d2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2014-07-01
Reporting Person: MOBERG RICHARD P (Director, co-CEO& co-President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-01 | Common Stock | A | 11803 | — | Acquired | 254909 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Unrestricted Stock Award | $0.00 | Common Stock (17500) | 17500 | Direct | |
| Stock Appreciation Right | $2.52 | 2019-05-20 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Shares of unrestricted stock issued to reporting person on July 1, 2014.
F2: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 17,500 shares will be issued on December 31, 2014 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
F3: Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.