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AWARE INC /MA/ — Director's Dealing 2009
Sep 11, 2009
34571_dirs_2009-09-11_9b4f86cb-a47c-4dca-a70c-0ab64dc57661.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2009-09-09
Reporting Person: REITER EDMUND C (Director, President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10161 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $2.52 | 2019-05-20 | Common Stock (24000) | 24000 | Direct |
| Stock Option (right to buy) | $3.44 | 2018-05-23 | Common Stock (151200) | 151200 | Direct |
| Stock Option (right to buy) | $6.07 | 2015-02-09 | Common Stock (4324) | 4324 | Direct |
| Stock Option (right to buy) | $6.07 | 2015-02-09 | Common Stock (245676) | 245676 | Direct |
| Stock Option (right to buy) | $6.07 | 2015-02-09 | Common Stock (350000) | 350000 | Direct |
| Stock Option (right to buy) | $2.95 | 2014-09-08 | Common Stock (77648) | 77648 | Direct |
| Stock Option (right to buy) | $2.95 | 2014-09-08 | Common Stock (22352) | 22352 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (30581) | 30581 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (91052) | 91052 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (40000) | 40000 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (100002) | 100002 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (65000) | 65000 | Direct |
Footnotes
F1: Option was amended on September 9, 2009; the holder shall now have the right to exercise this option within two years after the date of termination of services, but not later than the expiration date of the agreement.
F2: Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.
F3: Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012.
F4: Vests in full on February 9, 2005.
F5: 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
F6: Vests in full on October 14, 2003.
F7: 75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
F8: 50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
F9: 25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
F10: Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.