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AWARE INC /MA/ — Director's Dealing 2008
May 19, 2008
34571_dirs_2008-05-19_0ef3ad30-e33e-4d2a-bc96-493443d52197.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2008-05-19
Reporting Person: DALESSIO FREDERICK D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-05-15 | Common Stock | M | 12500 | $2.09 | Acquired | 12500 | Direct |
| 2008-05-15 | Common Stock | S | 12500 | $3.2283 | Disposed | 0 | Direct |
| 2008-05-15 | Common Stock | M | 4600 | $2.95 | Acquired | 4600 | Direct |
| 2008-05-15 | Common Stock | S | 4600 | $3.2283 | Disposed | 0 | Direct |
| 2008-05-16 | Common Stock | M | 5400 | $2.95 | Acquired | 5400 | Direct |
| 2008-05-16 | Common Stock | S | 5400 | $3.8264 | Disposed | 0 | Direct |
| 2008-05-16 | Common Stock | M | 14600 | $2.48 | Acquired | 14600 | Direct |
| 2008-05-16 | Common Stock | S | 14600 | $3.8264 | Disposed | 0 | Direct |
| 2008-05-19 | Common Stock | M | 10400 | $2.48 | Acquired | 10400 | Direct |
| 2008-05-19 | Common Stock | S | 10400 | $3.6483 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-05-15 | Stock Option (right to buy) | $2.09 | M | 12500 | Disposed | 2013-06-02 | Common Stock (12500) | Direct |
| 2008-05-15 | Stock Option (right to buy) | $2.95 | M | 4600 | Disposed | 2014-09-08 | Common Stock (10000) | Direct |
| 2008-05-16 | Stock Option (right to buy) | $2.95 | M | 5400 | Disposed | 2014-09-08 | Common Stock (5400) | Direct |
| 2008-05-16 | Stock Option (right to buy) | $2.48 | M | 14600 | Disposed | 2012-02-11 | Common Stock (25000) | Direct |
| 2008-05-19 | Stock Option (right to buy) | $2.48 | M | 10400 | Disposed | 2012-02-11 | Common Stock (10400) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.06 | 2017-02-12 | Common Stock (20000) | 20000 | Direct |
| Stock Option (right to buy) | $5.58 | 2010-02-22 | Common Stock (5000) | 5000 | Direct |
| Stock Option (right to buy) | $6.18 | 2015-02-16 | Common Stock (10500) | 10500 | Direct |
Footnotes
F1: Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2007 through December 31, 2010.
F2: Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2006 through December 31, 2009.
F3: Vests in full on February 16, 2005.
F4: 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
F5: Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
F6: Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2002, until fully vested.