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AWARE INC /MA/ — Director's Dealing 2008
May 27, 2008
34571_dirs_2008-05-27_9591824f-43f0-44f3-b2ed-8951a84b7415.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2008-05-27
Reporting Person: GROSS RICHARD W (Senior VP - Engineering)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-05-23 | Stock Option (right to buy) | $3.44 | A | 43200 | Acquired | 2018-05-23 | Common Stock (43200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.06 | 2017-02-12 | Common Stock (75000) | 75000 | Direct |
| Stock Option (right to buy) | $5.58 | 2010-02-22 | Common Stock (40000) | 40000 | Direct |
| Stock Option (right to buy) | $6.07 | 2015-02-09 | Common Stock (10399) | 10399 | Direct |
| Stock Option (right to buy) | $6.07 | 2015-02-09 | Common Stock (32101) | 32101 | Direct |
| Stock Option (right to buy) | $2.95 | 2014-09-08 | Common Stock (50000) | 50000 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (30581) | 30581 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (25919) | 25919 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (37500) | 37500 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (57501) | 57501 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012.
F2: Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2007 through December 31, 2010.
F3: Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2006 through December 31, 2009.
F4: Vests in full on February 9, 2005.
F5: 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
F6: Vests in full on October 14, 2003.
F7: 75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
F8: 50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
F9: 25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
F10: Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.