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AWARE INC /MA/ — Director's Dealing 2008
May 27, 2008
34571_dirs_2008-05-27_c7cf9a8d-7139-41b6-9003-ed367431d389.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2008-05-27
Reporting Person: KERR JOHN K (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-05-23 | Stock Option (right to buy) | $3.44 | A | 47500 | Acquired | 2018-05-23 | Common Stock (47500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 693588 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.06 | 2017-02-12 | Common Stock (36500) | 36500 | Direct |
| Stock Option (right to buy) | $5.58 | 2010-02-22 | Common Stock (21500) | 21500 | Direct |
| Stock Option (right to buy) | $6.18 | 2015-02-16 | Common Stock (27500) | 27500 | Direct |
| Stock Option (right to buy) | $2.95 | 2014-09-08 | Common Stock (15000) | 15000 | Direct |
| Stock Option (right to buy) | $2.09 | 2013-06-02 | Common Stock (40750) | 40750 | Direct |
| Stock Option (right to buy) | $3.39 | 2012-07-05 | Common Stock (10000) | 10000 | Direct |
| Stock Option (right to buy) | $3.74 | 2011-09-21 | Common Stock (10000) | 10000 | Direct |
| Stock Option (right to buy) | $7.42 | 2011-07-19 | Common Stock (10000) | 10000 | Direct |
| Stock Option (right to buy) | $8.07 | 2011-05-17 | Common Stock (10000) | 10000 | Direct |
| Stock Option (right to buy) | $20.375 | 2010-10-18 | Common Stock (5000) | 5000 | Direct |
| Stock Option (right to buy) | $31.25 | 2010-01-14 | Common Stock (5000) | 5000 | Direct |
| Stock Option (right to buy) | $34.0625 | 2009-03-05 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
F2: Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2007 through December 31, 2010.
F3: Vests in 16 equal quarterly installments on the last day of each quarter from March 31, 2006 through December 31, 2009.
F4: Vests in full on February 16, 2005.
F5: 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
F6: Vests in 16 equal quarterly installments of 6.25%, beginning as of June 30, 2003, until fully vested.
F7: Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2002, until fully vested.
F8: Vests in 16 equal quarterly installments of 6.25%, beginning as of September 30, 2001, until fully vested.
F9: 25% vests on July 19, 2001, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
F10: 50% vests on July 1, 2001, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
F11: Vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2000, until fully vested.
F12: Vests in 16 equal quarterly installments of 6.25%, beginning as of March 31, 2000, until fully vested.
F13: Vests in full on March 5, 1999.