AI assistant
AWARE INC /MA/ — Director's Dealing 2008
May 27, 2008
34571_dirs_2008-05-27_f3f7dd33-623e-4c4c-9b8d-2d72fe8a3b1e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2008-05-27
Reporting Person: KRUSE ADRIAN F (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-05-23 | Stock Option (right to buy) | $3.44 | A | 37200 | Acquired | 2018-05-23 | Common Stock (37200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.06 | 2017-02-12 | Common Stock (27500) | 27500 | Direct |
| Stock Option (right to buy) | $5.58 | 2010-02-22 | Common Stock (12500) | 12500 | Direct |
| Stock Option (right to buy) | $6.18 | 2015-02-16 | Common Stock (20000) | 20000 | Direct |
| Stock Option (right to buy) | $2.95 | 2014-09-08 | Common Stock (10000) | 10000 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2010.
F2: Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2007 through December 31, 2010.
F3: Vests in 16 equal quarterly installments on the last day of each quarter from March 31 2006 through December 31, 2009.
F4: Vests in full on February 16, 2005.
F5: 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
F6: Option vests in 16 equal quarterly installments of 6.25%, beginning as of December 31, 2003, until fully vested.