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AWARE INC /MA/ — Director's Dealing 2008
May 27, 2008
34571_dirs_2008-05-27_a9db5e72-86bc-40ad-8e4d-68dfbe92986c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AWARE INC /MA/ (AWRE)
CIK: 0001015739
Period of Report: 2008-05-27
Reporting Person: TZANNES MICHAEL A (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-05-23 | Stock Option (right to buy) | $3.44 | A | 172800 | Acquired | 2018-05-23 | Common Stock (172800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 91033 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $6.07 | 2015-02-09 | Common Stock (1287) | 1287 | Direct |
| Stock Option (right to buy) | $6.07 | 2015-02-09 | Common Stock (248713) | 248713 | Direct |
| Stock Option (right to buy) | $6.07 | 2015-02-09 | Common Stock (550000) | 550000 | Direct |
| Stock Option (right to buy) | $2.95 | 2014-09-08 | Common Stock (88585) | 88585 | Direct |
| Stock Option (right to buy) | $2.95 | 2014-09-08 | Common Stock (36415) | 36415 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (30581) | 30581 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (200670) | 200670 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (18749) | 18749 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (41251) | 41251 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (87501) | 87501 | Direct |
| Stock Option (right to buy) | $3.27 | 2013-10-14 | Common Stock (75000) | 75000 | Direct |
Footnotes
F1: Vests in 16 equal quarterly installments on the last day of each quarter from June 30, 2008 through March 31, 2012.
F2: Vests in full on February 9, 2005.
F3: 50% vests on September 8, 2004, the remaining 50% vests in 8 equal quarterly installments of 6.25%, beginning as of December 31, 2004, until fully vested.
F4: Vests in full on October 14, 2003.
F5: 75% vests on October 14, 2003, the remaining 25% vests in 4 equal quarterly installments of 6.25%, until fully vested.
F6: 50% vests on October 14, 2003, the remaining 50% vests in 8 equal quarterly installments of 6.25%, until fully vested.
F7: 25% vests on October 14, 2003, the remaining 75% vests in 12 equal quarterly installments of 6.25%, until fully vested.
F8: Option received by reporting person in exchange for cancellation of one or more options on April 3, 2003 pursuant to issuer's option exchange program.