AI assistant
AVISTA CORP — Director's Dealing 2019
Feb 25, 2019
31370_dirs_2019-02-25_eda66c6c-61dd-47c1-82d9-0eec7f065db0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: AVISTA CORP (AVA)
CIK: 0000104918
Period of Report: 2019-02-25
Reporting Person: MORRIS SCOTT L (Chairman, Pres and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock - 2017 Restricted Stock Award | A | 13280 | — | Acquired | 179751 | Direct |
| 2017-02-02 | Common Stock - 2014, 2015 and 2016 Restricted Stock | F | 5828 | $38.42 | Disposed | 173923 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Performance Share Grant for 2017 | $ | A | 39845 | Acquired | Common Stock (39845) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares held in 401(k) Plan | 162.0289 | Indirect |
Footnotes
F1: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period if performance measures are met.
F2: Share withheld to pay income tax on final 1/3 of 2014, second 1/3 of 2015 and first 1/3 of 2016 restricted shares that vested on February 2, 2017.
F3: No conversion price. Shares awarded if performance measure is met.
F4: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met.