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AVIENT CORP — Director's Dealing 2024
Sep 4, 2024
31389_dirs_2024-09-04_0d7ad5f3-de99-466e-8a74-57b3ea5d3d00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AVIENT CORP (AVNT)
CIK: 0001122976
Period of Report: 2024-08-30
Reporting Person: Midea M. John Jr. (SVP, Glbl Ops & Process Imprv)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-30 | Common Stock | M | 11950 | $34.10 | Acquired | 40300 | Direct |
| 2024-08-30 | Common Stock | F | 9375 | $49.065 | Disposed | 30925 | Direct |
| 2024-08-30 | Common Stock | M | 16500 | $31.54 | Acquired | 47425 | Direct |
| 2024-08-30 | Common Stock | F | 12693 | $49.065 | Disposed | 34732 | Direct |
| 2024-08-30 | Common Stock | M | 18550 | $31.48 | Acquired | 53282 | Direct |
| 2024-08-30 | Common Stock | F | 14858 | $49.01 | Disposed | 38424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-30 | Stock Appreciation Rights | $34.10 | M | 11950 | Disposed | 2027-02-15 | Common Stock (11950) | Direct |
| 2024-08-30 | Stock Appreciation Rights | $31.54 | M | 16500 | Disposed | 2029-02-11 | Common Stock (16500) | Direct |
| 2024-08-30 | Stock Appreciation Rights | $31.48 | M | 18550 | Disposed | 2030-02-10 | Common Stock (18550) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4352.41 | Indirect |
Footnotes
F1: The information in this report is based on a plan statement as of August 30, 2024.
F2: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.
F3: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.
F4: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years.