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AVATION PLC — Major Shareholding Notification 2011
Mar 30, 2011
4886_rns_2011-03-30_cea5a679-71d9-4408-8920-3b1eabe6ffea.pdf
Major Shareholding Notification
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Notification of Major Interest in Shares - London Stock Exchange
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Company: Avation PLC
TIDM: AVAP
Headline: Notification of Major Interest in Shares
Released: 14:00 30-Mar-2011
Number: 9287D14
RNS Number: 9287D
Avation PLC
30 March 2011
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES^{1} | ||
|---|---|---|
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:^{1} | AVATION PLC | |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | ☑ | |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ☐ | |
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ☐ | |
| An event changing the breakdown of voting rights | ☐ | |
| Other (please specify):^{Pursuant to the placing completed on 30 March 2011} | ☑ | |
| 3. Full name of person(s) subject to the notification obligation:^{1} | Robert Jeffries Chatfield | |
| 4. Full name of shareholder(s) (if different from 3.):^{1} | Not Applicable | |
| 5. Date of the transaction and date on which the threshold is crossed or reached:^{2} | 30 March 2011 | |
| 6. Date on which issuer notified: | 30 March 2011 | |
| 7. Threshold(s) that is/are crossed or reached:^{1},^{10} | Above 5% |
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Notification of Major Interest in Shares - London Stock Exchange
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Notification of Major Interest in Shares - London Stock Exchange
| 8. Notified details: | |||||||
|---|---|---|---|---|---|---|---|
| A: Voting rights attached to shares vii, ix | |||||||
| Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| Ordinary shares GB00B196F554 | 6,713,211 | 6,713,211 | 1 | 1 | 6,863,210 | 0.0000026% | 17.81% |
| B: Qualifying Financial Instruments | |||||||
| --- | --- | --- | --- | --- | |||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||
| Not Applicable | |||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||
| --- | --- | --- | --- | --- | --- | --- | |
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||
| Not Applicable | Nominal | Delta | |||||
| Total (A+B+C) | |||||||
| --- | --- | ||||||
| Number of voting rights | Percentage of voting rights | ||||||
| 6,863,211 | 17.81% |
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| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xx |
|---|
| The 150,000 shares were acquired by Epsom Assets Ltd, a company in which Mr Chatfield, a director and Chairman of Avation PLC has a beneficial interest. |
| Proxy Voting: |
| --- |
| 10. Name of the proxy holder: |
| 11. Number of voting rights proxy holder will cease to hold: |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: |
| --- |
| 14. Contact name: |
| Ms Siobhan Cool/Ms Carissa Gina Tan* |
| 15. Contact telephone number: |
| +65 6252 2077* |
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
| A: Identity of the persons or legal entity subject to the notification obligation | |
|---|---|
| Full name | |
| (including legal form of legal entities) | Robert Jeffries Chatfield |
| Contact address | |
| (registered office for legal entities) | c/o 510 Thomson Road #12-04 |
| SLF Building | |
| Singapore 298135 | |
| Phone number & email | +44 7783 942 553 |
| Other useful information | |
| (at least legal representative for legal persons) | Not Applicable |
| B: Identity of the notifier, if applicable | |
| --- | --- |
| Full name | Ms Siobhan Cool/Ms Carissa Gina Tan |
| Contact address | 510 Thomson Road #12-04 |
| SLF Building | |
| Singapore 298135 | |
| Phone number & email | +65 6252 2077 |
| Siobhan Cool - [email protected] | |
| Carissa Gina Tan - [email protected] | |
| Other useful information | |
| (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Siobhan Cool - Group Legal Counsel |
| Carissa Gina Tan - Company Secretary | |
| C: Additional information | |
| --- | |
| Not Applicable |
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
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