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Avalon GloboCare Corp. — Director's Dealing 2020
Feb 25, 2020
35245_dirs_2020-02-25_f2b13a58-2aaf-4a80-b2a8-37047bad0094.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Avalon GloboCare Corp. (AVCO)
CIK: 0001630212
Period of Report: 2020-02-25
Reporting Person: Lu Yancen (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-25 | Stock Option | $1.52 | A | 80000 | Acquired | 2020-02-25 | Common Stock, $.0001 par value (80000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.0001 par value | 5000000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $2.00 | 2024-01-02 | Common Stock, $.0001 par value (150000) | 150000 | Direct |
| Stock Option | $2.75 | 2023-12-31 | Common Stock, $.0001 par value (50000) | 50000 | Direct |
| Stock Option | $2.50 | 2022-12-31 | Common Stock, $.0001 par value (40000) | 40000 | Direct |
| Stock Option | $1.49 | 2022-04-27 | Common Stock, $.0001 par value (30000) | 30000 | Direct |
Footnotes
F1: The Stock Options vest in 36 equal tranches commencing on the grant date.
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