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Avalon GloboCare Corp. Director's Dealing 2020

Feb 25, 2020

35245_dirs_2020-02-25_f2b13a58-2aaf-4a80-b2a8-37047bad0094.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Avalon GloboCare Corp. (AVCO)
CIK: 0001630212
Period of Report: 2020-02-25

Reporting Person: Lu Yancen (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-25 Stock Option $1.52 A 80000 Acquired 2020-02-25 Common Stock, $.0001 par value (80000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $.0001 par value 5000000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $2.00 2024-01-02 Common Stock, $.0001 par value (150000) 150000 Direct
Stock Option $2.75 2023-12-31 Common Stock, $.0001 par value (50000) 50000 Direct
Stock Option $2.50 2022-12-31 Common Stock, $.0001 par value (40000) 40000 Direct
Stock Option $1.49 2022-04-27 Common Stock, $.0001 par value (30000) 30000 Direct

Footnotes

F1: The Stock Options vest in 36 equal tranches commencing on the grant date.