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Avalon GloboCare Corp. — Director's Dealing 2019
Apr 19, 2019
35245_dirs_2019-04-19_081e1795-8bb5-409d-8b8a-e7c80d5e250e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Avalon GloboCare Corp. (AVCO)
CIK: 0001630212
Period of Report: 2019-04-15
Reporting Person: Li Yue Charles (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $4.76 | 2024-04-05 | Common Stock, $0.0001 par value per share (30000) | Direct |
Footnotes
F1: Mr. Li is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2019 have been pro-rated. As result, Mr. Li received a stock option to acquire 30,000 shares of common stock at an exercise price of $4.76 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2019.