Avalon GloboCare Corp. — Director's Dealing 2018

Jan 4, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Avalon Globocare Corp. (AVCO)
CIK: 0001630212
Period of Report: 2017-04-01

Reporting Person: Sukel Steven Philip (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-04-01	Common Stock, $.0001 par value	P	200000	$1.5	Acquired	200000	Direct
2017-11-20	Common Stock, $.0001 par value	P	100	$2	Acquired	200100	Direct
2017-11-21	Common Stock, $.0001 par value	P	100	$1.95	Acquired	200200	Direct
2017-11-21	Common Stock, $.0001 par value	P	200	$3	Acquired	200500	Direct
2017-11-22	Common Stock, $.0001 par value	P	100	$2.95	Acquired	200600	Direct
2017-11-24	Common Stock, $.0001 par value	P	1000	$3	Acquired	201600	Direct
2017-11-27	Common Stock, $.0001 par value	P	750	$3	Acquired	202350	Direct
2017-11-27	Common Stock, $.0001 par value	P	100	$3.34	Acquired	202450	Direct
2017-11-30	Common Stock, $.0001 par value	P	800	$3.00	Acquired	203250	Direct
2017-11-30	Common Stock, $.0001 par value	P	500	$3.15	Acquired	203750	Direct
2017-11-30	Common Stock, $.0001 par value	P	100	$3.34	Acquired	203850	Direct
2017-11-30	Common Stock, $.0001 par value	P	100	$3.39	Acquired	203950	Direct
2017-11-30	Common Stock, $.0001 par value	P	200	$3.54	Acquired	204150	Direct
2017-11-30	Common Stock, $.0001 par value	P	100	$3.59	Acquired	204250	Direct
2017-11-30	Common Stock, $.0001 par value	P	600	$3.35	Acquired	204750	Direct
2017-11-30	Common Stock, $.0001 par value	P	500	$3.6	Acquired	205250	Direct
2017-11-30	Common Stock, $.0001 par value	P	500	$3.8	Acquired	205750	Direct
2017-11-30	Common Stock, $.0001 par value	P	500	$4	Acquired	206250	Direct
2017-11-30	Common Stock, $.0001 par value	P	100	$3.25	Acquired	206350	Direct
2017-11-30	Common Stock, $.0001 par value	P	100	$3.2	Acquired	206450	Direct
2017-11-30	Common Stock, $.0001 par value	P	750	$3.25	Acquired	207200	Direct
2017-11-30	Common Stock, $.0001 par value	P	200	$3.25	Acquired	207400	Direct
2017-12-01	Common Stock, $.0001 par value	P	750	$3.2	Acquired	208150	Direct
2017-12-01	Common Stock, $.0001 par value	P	700	$3	Acquired	208850	Direct
2017-12-04	Common Stock, $.0001 par value	P	815	$3.05	Acquired	209665	Direct
2017-12-04	Common Stock, $.0001 par value	P	200	$3.5	Acquired	209865	Direct
2017-12-04	Common Stock, $.0001 par value	P	250	$2.5	Acquired	210115	Direct
2017-12-05	Common Stock, $.0001 par value	P	1100	$2.5	Acquired	211215	Direct
2017-12-07	Common Stock, $.0001 par value	P	100	$1.99	Acquired	211315	Direct
2017-12-08	Common Stock, $.0001 par value	P	100	$1.99	Acquired	211415	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$1.49	2022-04-01	Common Stock (30000)	30000	Direct

Footnotes

F1: Mr. Sukel is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Sukel received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017.