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AVADEL PHARMACEUTICALS PLC Director's Dealing 2019

Nov 14, 2019

31920_dirs_2019-11-14_9a7baea8-76e7-4ac3-a11e-3b47391ba80c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AVADEL PHARMACEUTICALS PLC (AVDL)
CIK: 0001012477
Period of Report: 2019-10-22

Reporting Person: Vaughn Jason (Sr. VP, Technical Operations)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-22 Stock Option (right to buy) $3.45 A 150000 Acquired 2029-10-22 ADSs (150000) Direct

Footnotes

F1: Options become exercisable as to 37,500 ADSs on each of the first four anniversaries after the 10/22/2019 grant date.

F2: The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value $0.01 per share, of the issuer; ADSs may be represented by American Depositary Receipts.