AVA RISK GROUP LIMITED — Director's Dealing 2019

Nov 3, 2019

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity Ava Risk Group Limited ABN 67 064 089 318

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Robert Andrew Broomfield
Date of last notice	19 August 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct and Indirect	Direct and Indirect
Nature of indirect interest	Indirect holding via spouse Lynette Joy Sanders
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change	04	November 2019
No. of securities held prior to change		1. 1,750,000 Share Options
		2. 2,525,632 Fully Paid Ordinary Shares
		(Direct)
		468,750 Fully Paid Ordinary Shares
		(Indirect)
		3. 225,944 Performance Share Rights
Class	Performance Share Rights
Number acquired	225,944 Performance Share Rights
Number disposed	Nil
Value/Consideration	Nil
Note: If consideration is non-cash, provide details and
estimated valuation

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change

1. 1,750,000 Share Options

2. 2,525,632 Fully Paid Ordinary Shares (Direct) 468,750 Fully Paid Ordinary Shares (Indirect)

3. 570,323 Performance Share Rights

Nature of change Allotment as approved by shareholders at the Example: on-market trade, off-market trade, exercise of Annual General Meeting of the Company on 31 options, issue of securities under dividend reinvestment plan, participation in buy-back October 2019.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed	N/A
above traded during a+closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the
trade to proceed during this period?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

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Appendix 3Y Change of Director’s Interest Notice

If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3