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Auxly Cannabis Group — Regulatory Filings 2021
Apr 26, 2021
43847_rns_2021-04-26_9ecdc15c-86ac-4bc7-baec-7474c09989fe.pdf
Regulatory Filings
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FORM 13-501F1 CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
MANAGEMENT CERTIFICATION
I, Brian Schmitt , an officer of the reporting issuer noted below have examined this Form 13-501F1 (the Form ) being submitted hereunder to the Alberta Securities Commission and certify that to my knowledge, having exercised reasonable diligence, the information provided in the Form is complete and accurate.
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----- Start of picture text ----- (s) Brian Schmitt April 26, 2021Name: Brian Schmitt DateTitle: Chief Financial OfficerReporting Issuer Name: Auxly Cannabis Group Inc.End date of previous financial year: December 31, 2020Type of Reporting Issuer: Class 1 reporting issuer Class 3B reporting issuerHighest Trading Marketplace: TSX Venture ExchangeMarket value of listed or quoted securities:Equity Symbol XLY1 [st] Specified Trading Period (dd/mm/yy) 01/01/20 to 31/03/20Closing price of the security in the class or series on the last trading day ofthe specified trading period in which such security was listed or quoted onthe highest trading marketplace $ 0.37(i)Number of securities in the class or series of such security outstanding atthe end of the last trading day of the specified trading period 638,249,946(ii)Market value of class or series (i) x (ii) $ 236,152,480.02(A)2 [nd] Specified Trading Period (dd/mm/yy) 01/04/20 to 30/06/20Closing price of the security in the class or series on the lasttrading day of the specified trading period in which such securitywas listed or quoted on the highest trading marketplace $ 0.29(iii)Number of securities in the class or series of such securityoutstanding at the end of the last trading day of the specifiedtrading period 642,943,875(iv)Market value of class or series (iii) x (iv) $ 186,453,723.75(B)3 [rd] Specified Trading Period (dd/mm/yy) 01/07/20 to 30/09/20Closing price of the security in the class or series on the lasttrading day of the specified trading period in which such securitywas listed or quoted on the highest trading marketplace $ 0.13(v)----- End of picture text -----
MT DOCS 21464584
| Number of securities in the class or series of such security outstanding atthe end of the last trading day of the specified trading periodMarket value of class or series4th Specified Trading Period(dd/mm/yy)Closing price of the security in the class or series on the last trading day ofthe specified trading period in which such security was listed or quoted onthe highest trading marketplaceNumber of securities in the class or series of such security outstanding atthe end of the last trading day of the specified trading periodMarket value of class or series5th Specified Trading Period(dd/mm/yy) | (v) x (vi)$ 01/10/20to$ (vii) x (viii)$ to | 642,943,875 |
|---|---|---|
| (vi)83,582,703.75 | ||
| (C)31/12/20 | ||
| 0.255 | ||
| (vii)691,861,024 | ||
| (viii)176,424,561.12 | ||
| (D) |
Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace $ (ix)
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
(x) Market value of class or series (ix) x (x) $ (E) Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))
| $ | 170,653,367.16 |
|---|---|
| (1A) |
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
| Fair value of outstanding debt securities:$ (Provide details of how value was determined)Capitalization for the previous financial year(1A) + (1B) +(1C) + (2)$ Participation Fee$ Late Fee, if applicable$ Total Fee Payable$ (Participation Fee plus Late Fee) | |
|---|---|
| (2)170,653,367.16 | |
| 6,500.00 | |
| 0 | |
| 6,500.00 | |
MT DOCS 21464584