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AUTOZONE INC Major Shareholding Notification 2011

Nov 4, 2011

29936_mrq_2011-11-04_4bfac987-9231-49d2-85af-8e77fb97c887.zip

Major Shareholding Notification

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 43)*

AutoZone, Inc.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

053332102

(CUSIP Number)

David A. Katz

Wachtell, Lipton, Rosen & Katz

51 West 52nd Street

New York, New York 10019

(212) 403-1000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

November 2, 2011

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

  • The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 17 Pages

CUSIP No . 053332102

1 NAME OF REPORTING PERSON ESL Partners, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 4,189,013
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 4,189,013
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON PN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON ESL Institutional Partners, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 998
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 998
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON PN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON ESL Investors, L.L.C.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 1,384,594
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 1,384,594
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON OO

CUSIP No . 053332102

1 NAME OF REPORTING PERSON Acres Partners, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 2,000,000
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 2,000,000
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON PN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON RBS Investment Management, L.L.C.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 998
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 998
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON OO

CUSIP No . 053332102

1 NAME OF REPORTING PERSON Tynan, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 13,565
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 13,565
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON OO

CUSIP No . 053332102

1 NAME OF REPORTING PERSON RBS Partners, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 5,573,607
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 5,573,607
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON PN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON ESL Investments, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 7,574,605
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 7,574,605
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON CO

CUSIP No . 053332102

1 NAME OF REPORTING PERSON Edward S. Lampert
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION United States
7 SOLE VOTING POWER 9,899,457
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 8,278,246
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON IN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON William C. Crowley
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION United States
7 SOLE VOTING POWER 28,618
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 20,781
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,928,075
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.9%
14 TYPE OF REPORTING PERSON IN

This Amendment No. 43 to Schedule 13D (this “Amendment”) relates to shares of common stock, par value $0.01 per share (the "Shares"), of AutoZone, Inc., a Delaware corporation (the "Issuer"). This Amendment No. 43 amends the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission by ESL Partners, L.P., a Delaware limited partnership (“Partners”), ESL Institutional Partners, L.P., a Delaware limited partnership (“Institutional”), ESL Investors, L.L.C., a Delaware limited liability company (“Investors”), Acres Partners, L.P., a Delaware limited partnership (“Acres”), RBS Investment Management, L.L.C., a Delaware limited liability company (“RBSIM”), Tynan, LLC, a Delaware limited liability company (“Tynan”), RBS Partners, L.P., a Delaware limited partnership (“RBS”), ESL Investments, Inc., a Delaware corporation (“Investments”), Edward S. Lampert and William C. Crowley, both United States citizens, by furnishing the information set forth below. Partners, Institutional, Investors, Acres, RBSIM, Tynan, RBS, Investments, Mr. Lampert and Mr. Crowley are collectively defined as the “Filing Persons.” Except as otherwise specified in this Amendment, all previous Items are unchanged. Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission.

The Filing Persons are filing this Amendment No. 43 to report recent open-market sales of Shares that have decreased the amount of Shares that the Filing Persons may be deemed to beneficially own by an amount greater than one percent of the outstanding Shares of the Issuer.

Item 5. Interest in Securities of the Issuer

Item 5 is hereby amended and restated in its entirety as follows:

(a)-(b) As of November 3, 2011, the Filing Persons may be deemed to beneficially own an aggregate of 9,928,075 Shares (which represents approximately 24.9% of the 39,888,099 Shares outstanding as of October 17, 2011, as disclosed in the Issuer’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on October 24, 2011).

REPORTING PERSON NUMBER OF SHARES BENEFICIALLY OWNED Percentage of Outstanding Shares SOLE VOTING POWER SHARED VOTING POWER SOLE DISPOSITIVE POWER SHARED DISPOSITIVE POWER
ESL Partners, L.P. 9,928,075 (1) 24.9% 4,189,013 0 4,189,013 0
ESL Institutional Partners, L.P. 9,928,075 (1) 24.9% 998 0 998 0
ESL Investors, L.L.C. 9,928,075 (1) 24.9% 1,384,594 0 1,384,594 0
Acres Partners, L.P. 9,928,075 (1) 24.9% 2,000,000 0 2,000,000 0
RBS Investment Management, L.L.C. 9,928,075 (1) 24.9% 998 (2) 0 998 (2) 0
Tynan, LLC 9,928,075 (1) 24.9% 13,565 0 13,565 0
RBS Partners, L.P. 9,928,075 (1) 24.9% 5,573,607 (4) 0 5,573,607 (4) 0
ESL Investments, Inc. 9,928,075 (1) 24.9% 7,574,605 (5) 0 7,574,605 (5) 0
Edward S. Lampert 9,928,075 (1) 24.9% 9,899,457 (6) 0 8,278,246 (3) 0
William C. Crowley 9,928,075 (1) 24.9% 28,618 (7) 0 20,781 (3) 0

(1) This number consists of 4,189,013 Shares held by Partners, 998 Shares held by Institutional, 1,384,594 Shares held in an account established by the investment member of Investors, 2,000,000 Shares held by Acres, 13,565 Shares held by Tynan, 15,053 Shares held by Mr. Crowley, 2,275,322 Shares held by Mr. Lampert and 49,530 Shares held by The Lampert Foundation (formerly known as “The Edward and Kinga Lampert Foundation”), of which Mr. Lampert is a trustee.

(2) This number consists of 998 Shares held by Institutional.

(3) This number excludes Shares subject to the Lock-Up Agreement described herein.

(4) This number consists of 4,189,013 Shares held by Partners and 1,384,594 Shares held in an account established by the investment member of Investors.

(5) This number consists of 4,189,013 Shares held by Partners, 998 Shares held by Institutional, 1,384,594 Shares held in an account established by the investment member of Investors and 2,000,000 Shares held by Acres.

(6) This number consists of 4,189,013 Shares held by Partners, 998 Shares held by Institutional, 1,384,594 Shares held in an account established by the investment member of Investors, 2,000,000 Shares held by Acres, 2,275,322 Shares held by Mr. Lampert and 49,530 Shares held by The Lampert Foundation (formerly known as “The Edward and Kinga Lampert Foundation”), of which Mr. Lampert is a trustee.

(7) This number consists of 13,565 Shares held by Tynan and 15,053 Shares held by Mr. Crowley.

In addition, Mr. Crowley directly owns options, which are not exercisable in the next 60 days, to purchase 3,000 Shares.

(c) Other than as set forth in Annex A hereto, there have been no transactions in Shares by any of the Filing Persons since October 26, 2011, the record date of the last Amendment on Schedule 13D by the Filing Persons.

(d) Not applicable.

(e) Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: November 3, 2011

ESL PARTNERS, L.P.

By: RBS Partners, L.P., as its general partner

By: ESL Investments, Inc., as its general partner

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

ESL INSTITUTIONAL PARTNERS, L.P.

By: RBS Investment Management, L.L.C., as its general partner

By: ESL Investments, Inc., as its manager

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

ESL INVESTORS, L.L.C.

By: RBS Partners, L.P., as its managing member

By: ESL Investments, Inc., as its general partner

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

ACRES PARTNERS, L.P.

By: ESL Investments, Inc., as its general partner

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

RBS INVESTMENT MANAGEMENT, L.L.C.

By: ESL Investments, Inc., as its manager

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

TYNAN, LLC

By: /s/ William C. Crowley Name: William C. Crowley Title: Manager

RBS PARTNERS, L.P.

By: ESL Investments, Inc., as its general partner

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

ESL INVESTMENTS, INC.

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

EDWARD S. LAMPERT

/s/ Edward S. Lampert

WILLIAM C. CROWLEY

/s/ William C. Crowley

ANNEX A

Recent Transactions by the Filing Persons in the Securities of AutoZONE, Inc.

Entity Date of Transaction Nature of Transaction Number of Shares of Common Stock Weighted Average Price per Share ($)
ESL Partners, L.P. 10/27/2011 Open Market Sales 35,425 $330.52
ESL Partners, L.P. 10/27/2011 Open Market Sales 58,703 $331.16
ESL Partners, L.P. 10/27/2011 Open Market Sales 6,136 $332.48
ESL Partners, L.P. 10/27/2011 Open Market Sales 154 $333.00
ESL Partners, L.P. 10/28/2011 Open Market Sales 9,453 $328.38
ESL Partners, L.P. 10/28/2011 Open Market Sales 1,909 $330.93
ESL Partners, L.P. 10/28/2011 Open Market Sales 380 $331.26
ESL Partners, L.P. 10/31/2011 Open Market Sales 17,979 $326.67
ESL Partners, L.P. 10/31/2011 Open Market Sales 33,972 $327.45
ESL Partners, L.P. 10/31/2011 Open Market Sales 462 $328.38
ESL Partners, L.P. 11/1/2011 Open Market Sales 28,144 $326.99
ESL Partners, L.P. 11/1/2011 Open Market Sales 2,672 $327.74
ESL Partners, L.P. 11/2/2011 Open Market Sales 45,520 $325.15
ESL Partners, L.P. 11/2/2011 Open Market Sales 2,215 $326.09
ESL Partners, L.P. 11/3/2011 Open Market Sales 41,994 $325.14
ESL Partners, L.P. 11/3/2011 Open Market Sales 784 $326.09
ESL Investors, L.L.C. 10/27/2011 Open Market Sales 12,754 $330.52
ESL Investors, L.L.C. 10/27/2011 Open Market Sales 21,133 $331.16
ESL Investors, L.L.C. 10/27/2011 Open Market Sales 2,209 $332.48
ESL Investors, L.L.C. 10/27/2011 Open Market Sales 56 $333.00
ESL Investors, L.L.C. 10/28/2011 Open Market Sales 8,014 $328.38
ESL Investors, L.L.C. 10/28/2011 Open Market Sales 1,618 $330.93
ESL Investors, L.L.C. 10/28/2011 Open Market Sales 323 $331.26
ESL Investors, L.L.C. 10/31/2011 Open Market Sales 4,420 $326.67
ESL Investors, L.L.C. 10/31/2011 Open Market Sales 8,352 $327.45
ESL Investors, L.L.C. 10/31/2011 Open Market Sales 114 $328.38
ESL Investors, L.L.C. 11/1/2011 Open Market Sales 8,559 $326.99
ESL Investors, L.L.C. 11/1/2011 Open Market Sales 813 $327.74
ESL Investors, L.L.C. 11/2/2011 Open Market Sales 14,308 $325.15
ESL Investors, L.L.C. 11/2/2011 Open Market Sales 697 $326.09
ESL Investors, L.L.C. 11/3/2011 Open Market Sales 15,508 $325.14
ESL Investors, L.L.C. 11/3/2011 Open Market Sales 289 $326.09
ESL Institutional Partners, L.P. 10/27/2011 Open Market Sales 8 $330.52
ESL Institutional Partners, L.P. 10/27/2011 Open Market Sales 15 $331.16
ESL Institutional Partners, L.P. 10/27/2011 Open Market Sales 2 $332.48
ESL Institutional Partners, L.P. 10/28/2011 Open Market Sales 3 $328.38
ESL Institutional Partners, L.P. 10/28/2011 Open Market Sales 1 $330.93
ESL Institutional Partners, L.P. 10/31/2011 Open Market Sales 4 $326.67
ESL Institutional Partners, L.P. 10/31/2011 Open Market Sales 7 $327.45
ESL Institutional Partners, L.P. 11/1/2011 Open Market Sales 6 $326.99
ESL Institutional Partners, L.P. 11/1/2011 Open Market Sales 1 $327.74
ESL Institutional Partners, L.P. 11/2/2011 Open Market Sales 10 $325.15
ESL Institutional Partners, L.P. 11/2/2011 Open Market Sales 1 $326.09
ESL Institutional Partners, L.P. 11/3/2011 Open Market Sales 11 $325.14
Edward S. Lampert 10/27/2011 Open Market Sales 20,206 $330.52
Edward S. Lampert 10/27/2011 Open Market Sales 33,483 $331.16
Edward S. Lampert 10/27/2011 Open Market Sales 3,499 $332.48
Edward S. Lampert 10/27/2011 Open Market Sales 88 $333.00
Edward S. Lampert 10/28/2011 Open Market Sales 9,106 $328.38
Edward S. Lampert 10/28/2011 Open Market Sales 1,839 $330.93
Edward S. Lampert 10/28/2011 Open Market Sales 366 $331.26
Edward S. Lampert 10/31/2011 Open Market Sales 8,598 $326.67
Edward S. Lampert 10/31/2011 Open Market Sales 16,246 $327.45
Edward S. Lampert 10/31/2011 Open Market Sales 221 $328.38
Edward S. Lampert 10/31/2011 Bona Fide Gift to the Lampert Foundation 15,335 N/A
Edward S. Lampert 11/1/2011 Open Market Sales 14,386 $326.99
Edward S. Lampert 11/1/2011 Open Market Sales 1,366 $327.74
Edward S. Lampert 11/2/2011 Open Market Sales 23,891 $325.15
Edward S. Lampert 11/2/2011 Open Market Sales 1,163 $326.09
Edward S. Lampert 11/3/2011 Open Market Sales 24,088 $325.14
Edward S. Lampert 11/3/2011 Open Market Sales 449 $326.09
The Lampert Foundation 10/27/2011 Open Market Sales 301 $330.52
The Lampert Foundation 10/27/2011 Open Market Sales 499 $331.16
The Lampert Foundation 10/27/2011 Open Market Sales 52 $332.48
The Lampert Foundation 10/27/2011 Open Market Sales 1 $333.00
The Lampert Foundation 10/28/2011 Open Market Sales 117 $328.38
The Lampert Foundation 10/28/2011 Open Market Sales 23 $330.93
The Lampert Foundation 10/28/2011 Open Market Sales 5 $331.26
The Lampert Foundation 10/31/2011 Open Market Sales 137 $326.67
The Lampert Foundation 10/31/2011 Open Market Sales 257 $327.45
The Lampert Foundation 10/31/2011 Open Market Sales 4 $328.38
The Lampert Foundation 10/31/2011 Bona Fide Gift from Edward S. Lampert 15,335 N/A
The Lampert Foundation 11/1/2011 Open Market Sales 322 $326.99
The Lampert Foundation 11/1/2011 Open Market Sales 31 $327.74
The Lampert Foundation 11/2/2011 Open Market Sales 529 $325.15
The Lampert Foundation 11/2/2011 Open Market Sales 26 $326.09
The Lampert Foundation 11/3/2011 Open Market Sales 514 $325.14
The Lampert Foundation 11/3/2011 Open Market Sales 10 $326.09
Tynan, LLC 1 10/27/2011 Open Market Sales 118 $330.52
Tynan, LLC 1 10/27/2011 Open Market Sales 195 $331.16
Tynan, LLC 1 10/27/2011 Open Market Sales 20 $332.48
Tynan, LLC 1 10/27/2011 Open Market Sales 1 $333.00
Tynan, LLC 1 10/28/2011 Open Market Sales 46 $328.38
Tynan, LLC 1 10/28/2011 Open Market Sales 9 $330.93
Tynan, LLC 1 10/28/2011 Open Market Sales 2 $331.26
Tynan, LLC 1 10/31/2011 Open Market Sales 54 $326.67
Tynan, LLC 1 10/31/2011 Open Market Sales 101 $327.45
Tynan, LLC 1 10/31/2011 Open Market Sales 1 $328.38
Tynan, LLC 1 11/1/2011 Open Market Sales 89 $326.99
Tynan, LLC 1 11/1/2011 Open Market Sales 8 $327.74
Tynan, LLC 1 11/2/2011 Open Market Sales 145 $325.15
Tynan, LLC 1 11/2/2011 Open Market Sales 7 $326.09
Tynan, LLC 1 11/3/2011 Open Market Sales 141 $325.14
Tynan, LLC 1 11/3/2011 Open Market Sales 3 $326.09
William C. Crowley 10/27/2011 Open Market Sales 65 $330.52
William C. Crowley 10/27/2011 Open Market Sales 107 $331.16
William C. Crowley 10/27/2011 Open Market Sales 11 $332.48
William C. Crowley 10/28/2011 Open Market Sales 6 $328.38
William C. Crowley 10/28/2011 Open Market Sales 1 $330.93
William C. Crowley 10/28/2011 Open Market Sales 1 $331.26
William C. Crowley 10/31/2011 Open Market Sales 37 $326.67
William C. Crowley 10/31/2011 Open Market Sales 71 $327.45
William C. Crowley 10/31/2011 Open Market Sales 1 $328.38
William C. Crowley 11/1/2011 Open Market Sales 57 $326.99
William C. Crowley 11/1/2011 Open Market Sales 5 $327.74
William C. Crowley 11/2/2011 Open Market Sales 33 $325.15
William C. Crowley 11/2/2011 Open Market Sales 2 $326.09
William C. Crowley 2 11/2/2011 Open Market Sales 141 $325.15
William C. Crowley 2 11/2/2011 Open Market Sales 7 $326.09
William C. Crowley 2 11/3/2011 Open Market Sales 73 $325.14
William C. Crowley 2 11/3/2011 Open Market Sales 1 $326.09

1 William C. Crowley is the sole manager of and a member of Tynan, LLC.

2 These Shares are held in a grantor retained annuity trust, of which William C. Crowley is the trustee.