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AUTOZONE INC Major Shareholding Notification 2011

Oct 14, 2011

29936_mrq_2011-10-14_fc48050e-fe03-48c6-866b-886dba8b9fd3.zip

Major Shareholding Notification

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 40)*

AutoZone, Inc.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

053332102

(CUSIP Number)

David A. Katz

Wachtell, Lipton, Rosen & Katz

51 West 52nd Street

New York, New York 10019

(212) 403-1000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

October 12, 2011

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

  • The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No . 053332102

1 NAME OF REPORTING PERSON ESL Partners, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 5,079,230
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 5,079,230
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON PN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON ESL Institutional Partners, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 1,214
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 1,214
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON PN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON ESL Investors, L.L.C.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 1,692,851
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 1,692,851
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON OO

CUSIP No . 053332102

1 NAME OF REPORTING PERSON Acres Partners, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 2,000,000
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 2,000,000
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON PN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON RBS Investment Management, L.L.C.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 1,214
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 1,214
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON OO

CUSIP No . 053332102

1 NAME OF REPORTING PERSON Tynan, LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 16,494
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 16,494
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON OO

CUSIP No . 053332102

1 NAME OF REPORTING PERSON RBS Partners, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 6,772,081
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 6,772,081
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON PN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON ESL Investments, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
7 SOLE VOTING POWER 8,773,295
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 8,773,295
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON CO

CUSIP No . 053332102

1 NAME OF REPORTING PERSON Edward S. Lampert
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION United States
7 SOLE VOTING POWER 11,604,161
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 9,628,787
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON IN

CUSIP No . 053332102

1 NAME OF REPORTING PERSON William C. Crowley
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) _
3 SEC USE ONLY
4 SOURCE OF FUNDS N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) £
6 CITIZENSHIP OR PLACE OF ORGANIZATION United States
7 SOLE VOTING POWER 30,289
NUMBER OF SHARES BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH REPORTING PERSON WITH 9 SOLE DISPOSITIVE POWER 20,710
10 SHARED DISPOSITIVE POWER 0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,634,450
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES £
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.0%
14 TYPE OF REPORTING PERSON IN

This Amendment No. 40 to Schedule 13D (this “Amendment”) relates to shares of common stock, par value $0.01 per share (the "Shares"), of AutoZone, Inc., a Delaware corporation (the "Issuer"). This Amendment No. 40 amends the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission by ESL Partners, L.P., a Delaware limited partnership (“Partners”), ESL Institutional Partners, L.P., a Delaware limited partnership (“Institutional”), ESL Investors, L.L.C., a Delaware limited liability company (“Investors”), Acres Partners, L.P., a Delaware limited partnership (“Acres”), RBS Investment Management, L.L.C., a Delaware limited liability company (“RBSIM”), Tynan, LLC, a Delaware limited liability company (“Tynan”), RBS Partners, L.P., a Delaware limited partnership (“RBS”), ESL Investments, Inc., a Delaware corporation (“Investments”), Edward S. Lampert and William C. Crowley, both United States citizens, by furnishing the information set forth below. Partners, Institutional, Investors, Acres, RBSIM, Tynan, RBS, Investments, Mr. Lampert and Mr. Crowley are collectively defined as the “Filing Persons.” Except as otherwise specified in this Amendment, all previous Items are unchanged. Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission.

The Filing Persons are filing this Amendment No. 40 to report recent open-market sales of Shares that have decreased the amount of Shares that the Filing Persons may be deemed to beneficially own by an amount greater than one percent of the outstanding Shares of the Issuer.

Item 5. Interest in Securities of the Issuer

Item 5 is hereby amended and restated in its entirety as follows:

(a)-(b) As of October 13, 2011, the Filing Persons may be deemed to beneficially own an aggregate of 11,634,450 Shares (which represents approximately 29.0% of the 40,114,000 Shares outstanding as of August 27, 2011, as disclosed in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 20, 2011).

REPORTING PERSON NUMBER OF SHARES BENEFICIALLY OWNED Percentage of Outstanding Shares SOLE VOTING POWER SHARED VOTING POWER SOLE DISPOSITIVE POWER SHARED DISPOSITIVE POWER
ESL Partners, L.P. 11,634,450 (1) 29.0% 5,079,230 0 5,079,230 0
ESL Institutional Partners, L.P. 11,634,450 (1) 29.0% 1,214 0 1,214 0
ESL Investors, L.L.C. 11,634,450 (1) 29.0% 1,692,851 0 1,692,851 0
Acres Partners, L.P. 11,634,450 (1) 29.0% 2,000,000 0 2,000,000 0
RBS Investment Management, L.L.C. 11,634,450 (1) 29.0% 1,214 (2) 0 1,214 (2) 0
Tynan, LLC 11,634,450 (1) 29.0% 16,494 0 16,494 0
RBS Partners, L.P. 11,634,450 (1) 29.0% 6,772,081 (4) 0 6,772,081 (4) 0
ESL Investments, Inc. 11,634,450 (1) 29.0% 8,773,295 (5) 0 8,773,295 (5) 0
Edward S. Lampert 11,634,450 (1) 29.0% 11,604,161 (6) 0 9,628,787 (3) 0
William C. Crowley 11,634,450 (1) 29.0% 30,289 (7) 0 20,710 (3) 0

(1) This number consists of 5,079,230 Shares held by Partners, 1,214 Shares held by Institutional, 1,692,851 Shares held in an account established by the investment member of Investors, 2,000,000 Shares held by Acres, 16,494 Shares held by Tynan, 13,795 Shares held by Mr. Crowley, 2,788,768 Shares held by Mr. Lampert and 42,098 Shares held by The Lampert Foundation (formerly known as “The Edward and Kinga Lampert Foundation”), of which Mr. Lampert is a trustee.

(2) This number consists of 1,214 Shares held by Institutional.

(3) This number excludes Shares subject to the Lock-Up Agreement described herein.

(4) This number consists of 5,079,230 Shares held by Partners and 1,692,851 Shares held in an account established by the investment member of Investors.

(5) This number consists of 5,079,230 Shares held by Partners, 1,214 Shares held by Institutional, 1,692,851 Shares held in an account established by the investment member of Investors and 2,000,000 Shares held by Acres.

(6) This number consists of 5,079,230 Shares held by Partners, 1,214 Shares held by Institutional, 1,692,851 Shares held in an account established by the investment member of Investors, 2,000,000 Shares held by Acres, 2,788,768 Shares held by Mr. Lampert and 42,098 Shares held by The Lampert Foundation (formerly known as “The Edward and Kinga Lampert Foundation”), of which Mr. Lampert is a trustee.

(7) This number consists of 16,494 Shares held by Tynan and 13,795 Shares held by Mr. Crowley.

In addition, Mr. Crowley directly owns options, which are not exercisable in the next 60 days, to purchase 6,000 Shares.

(c) Other than as set forth in Annex A hereto, there have been no transactions in Shares by any of the Filing Persons since July 25, 2011, the record date of the last Amendment on Schedule 13D by the Filing Persons.

(d) Not applicable.

(e) Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 13, 2011

ESL PARTNERS, L.P.

By: RBS Partners, L.P., as its general partner

By: ESL Investments, Inc., as its general partner

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

ESL INSTITUTIONAL PARTNERS, L.P.

By: RBS Investment Management, L.L.C., as its general partner

By: ESL Investments, Inc., as its manager

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

ESL INVESTORS, L.L.C.

By: RBS Partners, L.P., as its managing member

By: ESL Investments, Inc., as its general partner

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

ACRES PARTNERS, L.P.

By: ESL Investments, Inc., as its general partner

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

RBS INVESTMENT MANAGEMENT, L.L.C.

By: ESL Investments, Inc., as its manager

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

TYNAN, LLC

By: /s/ William C. Crowley Name: William C. Crowley Title: Manager

RBS PARTNERS, L.P.

By: ESL Investments, Inc., as its general partner

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

ESL INVESTMENTS, INC.

By: /s/ Adrian J. Maizey

Name: Adrian J. Maizey Title: Chief Financial Officer

EDWARD S. LAMPERT

/s/ Edward S. Lampert

WILLIAM C. CROWLEY

/s/ William C. Crowley

ANNEX A

Recent Transactions by the Filing Persons in the Securities of AutoZONE, Inc.

Entity Date of Transaction Nature of Transaction Number of Shares of Common Stock Weighted Average Price per Share ($)
ESL Partners, L.P. 9/27/2011 Open Market Sales 104,665 $326.26
ESL Partners, L.P. 9/27/2011 Open Market Sales 49,050 $327.04
ESL Partners, L.P. 9/27/2011 Open Market Sales 2,359 $328.14
ESL Partners, L.P. 9/27/2011 Open Market Sales 3,392 $329.05
ESL Partners, L.P. 9/27/2011 Open Market Sales 39 $330.00
ESL Partners, L.P. 9/28/2011 Open Market Sales 3,401 $323.93
ESL Partners, L.P. 9/28/2011 Open Market Sales 14,645 $325.26
ESL Partners, L.P. 9/28/2011 Open Market Sales 3,834 $325.78
ESL Partners, L.P. 9/29/2011 Open Market Sales 4,960 $325.32
ESL Partners, L.P. 9/29/2011 Open Market Sales 7,245 $326.03
ESL Partners, L.P. 9/30/2011 Open Market Sales 2,664 $324.12
ESL Partners, L.P. 9/30/2011 Open Market Sales 6,229 $325.20
ESL Partners, L.P. 10/11/2011 Open Market Sales 32,020 $327.96
ESL Partners, L.P. 10/11/2011 Open Market Sales 1,003 $329.17
ESL Partners, L.P. 10/11/2011 Open Market Sales 43 $331.53
ESL Partners, L.P. 10/12/2011 Open Market Sales 41,571 $328.61
ESL Partners, L.P. 10/13/2011 Open Market Sales 22,621 $327.43
ESL Partners, L.P. 10/13/2011 Open Market Sales 2,024 $328.09
ESL Investors, L.L.C. 9/27/2011 Open Market Sales 7,559 $326.26
ESL Investors, L.L.C. 9/27/2011 Open Market Sales 3,543 $327.04
ESL Investors, L.L.C. 9/27/2011 Open Market Sales 170 $328.14
ESL Investors, L.L.C. 9/27/2011 Open Market Sales 245 $329.05
ESL Investors, L.L.C. 9/27/2011 Open Market Sales 3 $330.00
ESL Investors, L.L.C. 9/28/2011 Open Market Sales 2,139 $323.93
ESL Investors, L.L.C. 9/28/2011 Open Market Sales 9,208 $325.26
ESL Investors, L.L.C. 9/28/2011 Open Market Sales 2,411 $325.78
ESL Investors, L.L.C. 9/29/2011 Open Market Sales 379 $325.32
ESL Investors, L.L.C. 9/29/2011 Open Market Sales 553 $326.03
ESL Investors, L.L.C. 9/30/2011 Open Market Sales 1,420 $324.12
ESL Investors, L.L.C. 9/30/2011 Open Market Sales 3,321 $325.20
ESL Investors, L.L.C. 10/11/2011 Open Market Sales 20,969 $327.96
ESL Investors, L.L.C. 10/11/2011 Open Market Sales 657 $329.17
ESL Investors, L.L.C. 10/11/2011 Open Market Sales 27 $331.53
ESL Investors, L.L.C. 10/12/2011 Open Market Sales 17,329 $328.61
ESL Investors, L.L.C. 10/13/2011 Open Market Sales 12,816 $327.43
ESL Investors, L.L.C. 10/13/2011 Open Market Sales 1,148 $328.09
ESL Institutional Partners, L.P. 9/27/2011 Open Market Sales 18 $326.26
ESL Institutional Partners, L.P. 9/27/2011 Open Market Sales 9 $327.04
ESL Institutional Partners, L.P. 9/27/2011 Open Market Sales 1 $329.05
ESL Institutional Partners, L.P. 9/28/2011 Open Market Sales 1 $323.93
ESL Institutional Partners, L.P. 9/28/2011 Open Market Sales 5 $325.26
ESL Institutional Partners, L.P. 9/28/2011 Open Market Sales 1 $325.78
ESL Institutional Partners, L.P. 9/29/2011 Open Market Sales 1 $325.32
ESL Institutional Partners, L.P. 9/29/2011 Open Market Sales 1 $326.03
ESL Institutional Partners, L.P. 9/30/2011 Open Market Sales 1 $324.12
ESL Institutional Partners, L.P. 9/30/2011 Open Market Sales 1 $325.20
ESL Institutional Partners, L.P. 10/11/2011 Open Market Sales 10 $327.96
ESL Institutional Partners, L.P. 10/12/2011 Open Market Sales 11 $328.61
ESL Institutional Partners, L.P. 10/13/2011 Open Market Sales 6 $327.43
ESL Institutional Partners, L.P. 10/13/2011 Open Market Sales 1 $328.09
Edward S. Lampert 9/27/2011 Bona Fide Gift to the Lampert Foundation 15,279 N/A
Edward S. Lampert 9/27/2011 Open Market Sales 34,356 $326.26
Edward S. Lampert 9/27/2011 Open Market Sales 16,100 $327.04
Edward S. Lampert 9/27/2011 Open Market Sales 775 $328.14
Edward S. Lampert 9/27/2011 Open Market Sales 1,113 $329.05
Edward S. Lampert 9/27/2011 Open Market Sales 13 $330.00
Edward S. Lampert 9/28/2011 Open Market Sales 2,607 $323.93
Edward S. Lampert 9/28/2011 Open Market Sales 11,227 $325.26
Edward S. Lampert 9/28/2011 Open Market Sales 2,939 $325.78
Edward S. Lampert 9/29/2011 Open Market Sales 1,649 $325.32
Edward S. Lampert 9/29/2011 Open Market Sales 2,408 $326.03
Edward S. Lampert 9/30/2011 Open Market Sales 1,777 $324.12
Edward S. Lampert 9/30/2011 Open Market Sales 4,154 $325.20
Edward S. Lampert 10/11/2011 Open Market Sales 23,135 $327.96
Edward S. Lampert 10/11/2011 Open Market Sales 725 $329.17
Edward S. Lampert 10/11/2011 Open Market Sales 30 $331.53
Edward S. Lampert 10/12/2011 Open Market Sales 26,021 $328.61
Edward S. Lampert 10/13/2011 Open Market Sales 17,042 $327.43
Edward S. Lampert 10/13/2011 Open Market Sales 1,526 $328.09
The Lampert Foundation 9/27/2011 Bona Fide Gift from Edward S. Lampert 15,279 N/A
The Lampert Foundation 9/27/2011 Open Market Sales 419 $326.26
The Lampert Foundation 9/27/2011 Open Market Sales 196 $327.04
The Lampert Foundation 9/27/2011 Open Market Sales 9 $328.14
The Lampert Foundation 9/27/2011 Open Market Sales 14 $329.05
The Lampert Foundation 9/28/2011 Open Market Sales 36 $323.93
The Lampert Foundation 9/28/2011 Open Market Sales 155 $325.26
The Lampert Foundation 9/28/2011 Open Market Sales 40 $325.78
The Lampert Foundation 9/29/2011 Open Market Sales 31 $325.32
The Lampert Foundation 9/29/2011 Open Market Sales 45 $326.03
The Lampert Foundation 9/30/2011 Open Market Sales 26 $324.12
The Lampert Foundation 9/30/2011 Open Market Sales 60 $325.20
The Lampert Foundation 10/11/2011 Open Market Sales 335 $327.96
The Lampert Foundation 10/11/2011 Open Market Sales 11 $329.17
The Lampert Foundation 10/12/2011 Open Market Sales 374 $328.61
The Lampert Foundation 10/13/2011 Open Market Sales 231 $327.43
The Lampert Foundation 10/13/2011 Open Market Sales 21 $328.09
Tynan, LLC 1 9/27/2011 Open Market Sales 253 $326.26
Tynan, LLC 1 9/27/2011 Open Market Sales 118 $327.04
Tynan, LLC 1 9/27/2011 Open Market Sales 6 $328.14
Tynan, LLC 1 9/27/2011 Open Market Sales 8 $329.05
Tynan, LLC 1 9/28/2011 Open Market Sales 14 $323.93
Tynan, LLC 1 9/28/2011 Open Market Sales 60 $325.26
Tynan, LLC 1 9/28/2011 Open Market Sales 16 $325.78
Tynan, LLC 1 9/29/2011 Open Market Sales 12 $325.32
Tynan, LLC 1 9/29/2011 Open Market Sales 18 $326.03
Tynan, LLC 1 9/30/2011 Open Market Sales 10 $324.12
Tynan, LLC 1 9/30/2011 Open Market Sales 24 $325.20
Tynan, LLC 1 10/11/2011 Open Market Sales 131 $327.96
Tynan, LLC 1 10/11/2011 Open Market Sales 4 $329.17
Tynan, LLC 1 10/12/2011 Open Market Sales 146 $328.61
Tynan, LLC 1 10/13/2011 Open Market Sales 91 $327.43
Tynan, LLC 1 10/13/2011 Open Market Sales 8 $328.09
William C. Crowley 9/27/2011 Open Market Sales 372 $326.26
William C. Crowley 9/27/2011 Open Market Sales 174 $327.04
William C. Crowley 9/27/2011 Open Market Sales 8 $328.14
William C. Crowley 9/27/2011 Open Market Sales 12 $329.05
William C. Crowley 9/27/2011 Open Market Sales 1 $330.00
William C. Crowley 9/28/2011 Open Market Sales 4 $323.93
William C. Crowley 9/28/2011 Open Market Sales 16 $325.26
William C. Crowley 9/28/2011 Open Market Sales 4 $325.78
William C. Crowley 9/29/2011 Open Market Sales 12 $325.32
William C. Crowley 9/29/2011 Open Market Sales 18 $326.03
William C. Crowley 9/30/2011 Open Market Sales 4 $324.12
William C. Crowley 9/30/2011 Open Market Sales 9 $325.20
William C. Crowley 10/1/2011 Distribution of Director's Compensation from the Issuer 156.6 $0
William C. Crowley 10/12/2011 Open Market Sales 62 $328.61
William C. Crowley 10/13/2011 Open Market Sales 29 $327.43
William C. Crowley 10/13/2011 Open Market Sales 3 $328.09

1 William C. Crowley is the sole manager of and a member of Tynan, LLC.