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AUTOZONE INC — Director's Dealing 2020
Oct 30, 2020
29936_dirs_2020-10-30_9dc39e0a-9fc8-488c-8052-4fedaa445e64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOZONE INC (AZO)
CIK: 0000866787
Period of Report: 2020-10-29
Reporting Person: GRIFFIN RONALD B (Sr. Vice President & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-29 | Common Stock | M | 5162.0000 | $425.1100 | Acquired | 5632.8645 | Direct |
| 2020-10-29 | Common Stock | S | 465.0000 | $1141.0400 | Disposed | 5167.8645 | Direct |
| 2020-10-29 | Common Stock | S | 4697.0000 | $1140.0400 | Disposed | 470.8645 | Direct |
| 2020-10-30 | Common Stock | M | 3538.0000 | $425.1100 | Acquired | 4008.8645 | Direct |
| 2020-10-30 | Common Stock | M | 900.0000 | $507.7900 | Acquired | 4908.8645 | Direct |
| 2020-10-30 | Common Stock | S | 900.0000 | $1128.0000 | Disposed | 4008.8645 | Direct |
| 2020-10-30 | Common Stock | S | 3538.0000 | $1128.0000 | Disposed | 470.8645 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-29 | Non-Qualified Stock Option (right to buy) | $425.1100 | M | 5162.0000 | Disposed | 2023-10-02 | Common Stock (5162.0000) | Direct |
| 2020-10-30 | Non-Qualified Stock Option (right to buy) | $507.7900 | M | 900.0000 | Disposed | 2024-09-24 | Common Stock (900.0000) | Direct |
| 2020-10-30 | Non-Qualified Stock Option (right to buy) | $425.1100 | M | 3538.0000 | Disposed | 2023-10-02 | Common Stock (3538.0000) | Direct |
Footnotes
F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,141.00 -$1,141.33 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1140.00 -$1,140.64 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
F4: Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.
F5: Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.