AUTOZONE INC — Director's Dealing 2020

Nov 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUTOZONE INC (AZO)
CIK: 0000866787
Period of Report: 2020-11-03

Reporting Person: Newbern Thomas B (Exec. Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-03	Common Stock	M	7750.0000	$744.6200	Acquired	10955.5873	Direct
2020-11-03	Common Stock	M	5542.0000	$587.1300	Acquired	16497.5873	Direct
2020-11-03	Common Stock	M	1975.0000	$507.7900	Acquired	18472.5873	Direct
2020-11-03	Common Stock	S	4.0000	$1138.0900	Disposed	18468.5873	Direct
2020-11-03	Common Stock	S	4.0000	$1136.1750	Disposed	18464.5873	Direct
2020-11-03	Common Stock	S	40.0000	$1129.9250	Disposed	18424.5873	Direct
2020-11-03	Common Stock	S	54.0000	$1126.4063	Disposed	18370.5873	Direct
2020-11-03	Common Stock	S	78.0000	$1133.4035	Disposed	18292.5873	Direct
2020-11-03	Common Stock	S	143.0000	$1141.3236	Disposed	18149.5873	Direct
2020-11-03	Common Stock	S	206.0000	$1144.4415	Disposed	17943.5873	Direct
2020-11-03	Common Stock	S	251.0000	$1135.0940	Disposed	17692.5873	Direct
2020-11-03	Common Stock	S	330.0000	$1130.8539	Disposed	17362.5873	Direct
2020-11-03	Common Stock	S	337.0000	$1148.1362	Disposed	17025.5873	Direct
2020-11-03	Common Stock	S	410.0000	$1156.4410	Disposed	16615.5873	Direct
2020-11-03	Common Stock	S	440.0000	$1140.8905	Disposed	16175.5873	Direct
2020-11-03	Common Stock	S	440.0000	$1139.5050	Disposed	15735.5873	Direct
2020-11-03	Common Stock	S	651.0000	$1155.0449	Disposed	15084.5873	Direct
2020-11-03	Common Stock	S	735.0000	$1145.5887	Disposed	14349.5873	Direct
2020-11-03	Common Stock	S	859.0000	$1151.9484	Disposed	13490.5873	Direct
2020-11-03	Common Stock	S	1741.0000	$1149.4642	Disposed	11749.5873	Direct
2020-11-03	Common Stock	S	2320.0000	$1153.2574	Disposed	9429.5873	Direct
2020-11-03	Common Stock	S	2407.0000	$1127.4834	Disposed	7022.5873	Direct
2020-11-03	Common Stock	S	3817.0000	$1150.4782	Disposed	3205.5873	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-03	Non-Qualified Stock Option (right to buy)	$507.7900	M	1975.0000	Disposed	2024-09-24	Common Stock (1975.0000)	Direct
2020-11-03	Non-Qualified Stock Option (right to buy)	$587.1300	M	5542.0000	Disposed	2027-09-27	Common Stock (5542.0000)	Direct
2020-11-03	Non-Qualified Stock Option (right to buy)	$744.6200	M	7750.0000	Disposed	2025-10-07	Common Stock (7750.0000)	Direct

Footnotes

F1: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,135.79 - $1,136.56 per share.

F2: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,129.70 - $1,130.00 per share.

F3: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,126.36 - $1,126.46 per share.

F4: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,133.03 - $1,134.015 per share.

F5: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,141.21 - $1,142.00 per share.

F6: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,143.79 - $1,144.61 per share.

F7: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,135.20 - $1,134.40 per share.

F8: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,130.10 - $1,131.06 per share.

F9: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,147.96 - $1,148.43 per share.

F10: This price represents the weighted average price per share of common Stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,155.58 - $1,156.57 per share.

F11: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,140.87 - $1,140.92 per share.

F12: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,139.36 - $1,139.85 per share.

F13: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,154.58 - $1,155.42 per share.

F14: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,144.79 - $1,145.75 per share.

F15: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,151.88 - $1,152.39 per share.

F16: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,149.13 - $1,150.00 per share.

F17: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,152.66 - $1,153.58 per share.

F18: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,127.41 - $1,127.73 per share.

F19: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,150.42 - $1,151.13 per share.

F20: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F21: Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.

F22: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan.

F23: Options exercisable in one-fourth increments on September 26, 2018, 2019, 2020 and 2021, respectively.

F24: Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively.