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AUTOZONE INC — Director's Dealing 2019
May 28, 2019
29936_dirs_2019-05-28_043848be-0c3c-4444-a720-3e7efd2c6700.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOZONE INC (AZO)
CIK: 0000866787
Period of Report: 2019-05-24
Reporting Person: Finestone Mark A. (Exec. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-24 | Common Stock | M | 9400.0000 | $371.4700 | Acquired | 11697.0762 | Direct |
| 2019-05-24 | Common Stock | S | 5.0000 | $1055.9800 | Disposed | 11692.0762 | Direct |
| 2019-05-24 | Common Stock | S | 268.0000 | $1052.1058 | Disposed | 11424.0762 | Direct |
| 2019-05-24 | Common Stock | S | 453.0000 | $1051.6363 | Disposed | 10971.0762 | Direct |
| 2019-05-24 | Common Stock | S | 1153.0000 | $1054.7566 | Disposed | 9818.0762 | Direct |
| 2019-05-24 | Common Stock | S | 2618.0000 | $1050.1143 | Disposed | 7200.0762 | Direct |
| 2019-05-24 | Common Stock | S | 4903.0000 | $1054.1503 | Disposed | 2297.0762 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-24 | Non-Qualified Stock Option (right to buy) | $371.4700 | M | 9400.0000 | Disposed | 2022-09-28 | Common Stock (9400.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 71.0000 | Indirect |
| Common Stock | 1645.0000 | Indirect |
| Common Stock | 51.0000 | Indirect |
| Common Stock | 51.0000 | Indirect |
Footnotes
F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1052.00-$1052.16 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1051.26-$1051.99 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1054.47- $1055.36 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1050.00 - $1050.6860 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F5: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1053.50-$1054.45 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F6: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
F7: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.