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AUTOZONE INC — Director's Dealing 2019
Jun 18, 2019
29936_dirs_2019-06-18_25dca4b8-a5ae-4826-aa9d-74813927e683.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOZONE INC (AZO)
CIK: 0000866787
Period of Report: 2019-06-17
Reporting Person: GRIFFIN RONALD B (Sr. Vice President & CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-17 | Common Stock | M | 4570.0000 | $371.4700 | Acquired | 4974.0575 | Direct |
| 2019-06-17 | Common Stock | S | 100.0000 | $1127.5000 | Disposed | 4874.0575 | Direct |
| 2019-06-17 | Common Stock | S | 303.0000 | $1126.7100 | Disposed | 4571.0575 | Direct |
| 2019-06-17 | Common Stock | S | 756.0000 | $1125.7900 | Disposed | 3815.0575 | Direct |
| 2019-06-17 | Common Stock | S | 1000.0000 | $1122.5500 | Disposed | 2815.0575 | Direct |
| 2019-06-17 | Common Stock | S | 1047.0000 | $1124.8000 | Disposed | 1768.0575 | Direct |
| 2019-06-17 | Common Stock | S | 1364.0000 | $1123.8500 | Disposed | 404.0575 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-17 | Non-Qualified Stock Option (right to buy) | $371.4700 | M | 4570.0000 | Disposed | 2022-09-28 | Common Stock (4570.0000) | Direct |
Footnotes
F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1126.46 -$ 1126.94 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1125.40- $1126.15 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,122.10 - $1,123.05 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1124.32 - $1125.23 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F5: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1123.19 - $1124.12 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F6: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
F7: Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively