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AUTOZONE INC — Director's Dealing 2019
Dec 26, 2019
29936_dirs_2019-12-26_8e2dc85d-1856-403b-85d2-d85b0fcde312.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOZONE INC (AZO)
CIK: 0000866787
Period of Report: 2019-12-24
Reporting Person: Smith Richard Craig (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-24 | Common Stock | M | 2500.0000 | $326.0000 | Acquired | 5500.0000 | Direct |
| 2019-12-24 | Common Stock | S | 20.0000 | $1218.5100 | Disposed | 5480.0000 | Direct |
| 2019-12-24 | Common Stock | S | 1025.0000 | $1216.5500 | Disposed | 4455.0000 | Direct |
| 2019-12-24 | Common Stock | S | 1455.0000 | $1217.7400 | Disposed | 3000.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-24 | Non-Qualified Stock Option (right to buy) | $326.0000 | M | 2500.0000 | Disposed | 2021-09-28 | Common Stock (2500.0000) | Direct |
Footnotes
F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,218.42 -$1,218.80 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,216.39 -$1,217.23 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,217.39 -$1,218.37 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
F5: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.