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AUTOZONE INC — Director's Dealing 2016
Aug 11, 2016
29936_dirs_2016-08-11_a375683c-2f39-44aa-b66d-94853f22d227.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOZONE INC (AZO)
CIK: 0000866787
Period of Report: 2016-08-11
Reporting Person: Newbern Thomas B (Exec. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-11 | Common Stock | M | 11300.0000 | $326.0000 | Acquired | 15976.9227 | Direct |
| 2016-08-11 | Common Stock | M | 7050.0000 | $371.4700 | Acquired | 23026.9227 | Direct |
| 2016-08-11 | Common Stock | M | 4350.0000 | $425.1100 | Acquired | 27376.9227 | Direct |
| 2016-08-11 | Common Stock | M | 1975.0000 | $507.7900 | Acquired | 29351.9227 | Direct |
| 2016-08-11 | Common Stock | M | 125.0000 | $326.0000 | Acquired | 29476.9227 | Direct |
| 2016-08-11 | Common Stock | S | 1.0000 | $801.6800 | Disposed | 29475.9227 | Direct |
| 2016-08-11 | Common Stock | S | 600.0000 | $801.1146 | Disposed | 28875.9227 | Direct |
| 2016-08-11 | Common Stock | S | 16269.0000 | $799.7767 | Disposed | 12606.9227 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-11 | Incentive Stock Option (Right to Buy) | $326.0000 | M | 125.0000 | Disposed | 2021-09-27 | Common Stock (125.0000) | Direct |
| 2016-08-11 | Non-Qualified Stock Option (right to buy) | $507.7900 | M | 1975.0000 | Disposed | 2024-09-24 | Common Stock (1975.0000) | Direct |
| 2016-08-11 | Non-Qualified Stock Option (right to buy) | $326.0000 | M | 11300.0000 | Disposed | 2021-09-28 | Common Stock (11300.0000) | Direct |
| 2016-08-11 | Non-Qualified Stock Option (right to buy) | $371.4700 | M | 7050.0000 | Disposed | 2022-09-28 | Common Stock (7050.0000) | Direct |
| 2016-08-11 | Non-Qualified Stock Option (right to buy) | $425.1100 | M | 4350.0000 | Disposed | 2023-10-02 | Common Stock (4350.0000) | Direct |
Footnotes
F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $800.69 - $801.66 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $799.6633 - $800.66 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
F4: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
F5: Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.
F6: Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
F7: Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.