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AUTOZONE INC — Director's Dealing 2016
Mar 16, 2016
29936_dirs_2016-03-16_9f71dc88-77e3-4ce5-b659-60cd60f3620b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOZONE INC (AZO)
CIK: 0000866787
Period of Report: 2016-03-15
Reporting Person: Finestone Mark A. (Exec. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-15 | Common Stock | M | 9600.0000 | $142.7700 | Acquired | 12840.6969 | Direct |
| 2016-03-15 | Common Stock | M | 900.0000 | $142.7700 | Acquired | 13740.6969 | Direct |
| 2016-03-15 | Common Stock | S | 1160.0000 | $802.1770 | Disposed | 12580.6969 | Direct |
| 2016-03-15 | Common Stock | S | 1385.0000 | $793.9493 | Disposed | 11195.6969 | Direct |
| 2016-03-15 | Common Stock | S | 2013.0000 | $795.4048 | Disposed | 9182.6969 | Direct |
| 2016-03-15 | Common Stock | S | 2078.0000 | $800.3412 | Disposed | 7104.6969 | Direct |
| 2016-03-15 | Common Stock | S | 2964.0000 | $801.3019 | Disposed | 4140.6969 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-15 | Incentive Stock Option (Right to Buy) | $142.7700 | M | 900.0000 | Disposed | 2019-09-29 | Common Stock (900.0000) | Direct |
| 2016-03-15 | Non-Qualified Stock Option (right to buy) | $142.7700 | M | 9600.0000 | Disposed | 2019-09-30 | Common Stock (9600.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16.0000 | Indirect |
| Common Stock | 16.0000 | Indirect |
Footnotes
F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $802.065 - $802.30 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $793.92 - $794.00 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $795.005 - $795.75 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $800.00 - $800.70 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F5: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $801.0475 - $801.87 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F6: Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
F7: Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.