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AUTOZONE INC — Director's Dealing 2012
Dec 28, 2012
29936_dirs_2012-12-28_3e5c24bc-bbfc-4d71-a7fa-94e3316e0e90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOZONE INC (AZO)
CIK: 0000866787
Period of Report: 2012-12-28
Reporting Person: Newbern Thomas B (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-28 | Common Stock | M | 13200.0000 | $130.7900 | Acquired | 14007.5738 | Direct |
| 2012-12-28 | Common Stock | M | 10950.0000 | $142.7700 | Acquired | 24957.5738 | Direct |
| 2012-12-28 | Common Stock | S | 864.0000 | $350.8402 | Disposed | 24093.5738 | Direct |
| 2012-12-28 | Common Stock | S | 3800.0000 | $349.2092 | Disposed | 20293.5738 | Direct |
| 2012-12-28 | Common Stock | S | 3900.0000 | $348.1000 | Disposed | 16393.5738 | Direct |
| 2012-12-28 | Common Stock | S | 4636.0000 | $349.9657 | Disposed | 11757.5738 | Direct |
| 2012-12-28 | Common Stock | S | 10950.0000 | $345.9231 | Disposed | 807.5738 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 | Non-Qualified Stock Option (right to buy) | $130.7900 | M | 13200.0000 | Disposed | 2018-09-23 | Common Stock (13200.0000) | Direct |
| 2012-12-28 | Non-Qualified Stock Option (right to buy) | $142.7700 | M | 10950.0000 | Disposed | 2019-09-30 | Common Stock (10950.0000) | Direct |
Footnotes
F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $350.77 - $350.90 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $348.55 - $349.54 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F3: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $347.49 - $348.44 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $349.59 - $350.49 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F5: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $345.88 - $346.80 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F6: Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
F7: Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.
F8: Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.